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Compliance officer

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Job Description - Compliance officer

A well-established and respected specialist mortgage lender operating within the second charge market is looking to appoint a Compliance Officer to join its high-performing, close-knit team in London.

This is an exciting opportunity to step into a critical business function where compliance isn’t just a regulatory obligation — it’s embedded in the strategic framework of the company. You’ll gain direct access to senior leadership and play a key role in maintaining high regulatory standards across the business.

What’s on offer:
  • £50,000 base salary

  • Annual discretionary bonus (subject to performance)

  • Private Medical Insurance via Bupa

  • Health Care Cash Plan (includes dental and optical support)

  • Life Assurance - 4x salary (immediate cover)

  • Pension Scheme - 5% employee / 3% employer contribution (after 2 months)

  • 25 days holiday (+1 day at 3 and 5 years)

  • Season Ticket Loan

  • Collaborative, hands-on working culture with real access to senior leadership

About the Role:

You’ll support and help evolve the firm’s compliance framework, with specific focus on FCA regulatory alignment, particularly around CONC, MCOB, and consumer duty — core to second charge lending.

Key responsibilities include:

  • Supporting the compliance monitoring plan

  • Maintaining and updating policies and procedures

  • Delivering internal training and guidance across functions

  • Working closely with legal, operations, and senior leadership to drive compliance culture

  • Supporting horizon scanning, thematic reviews, and remediation activity

Why this role?

This is a career-building role for a compliance professional who wants visibility, variety, and influence in a specialist lending environment. With compliance positioned as a respected business enabler, you’ll have the opportunity to grow your expertise across operational, conduct, and advisory disciplines — all in a market that continues to evolve and expand.

You’ll need:
  • Strong background in financial services compliance (ideally lending-focused)

  • Experience applying FCA rules - especially MCOB, CONC, and consumer duty

  • Confidence in stakeholder engagement and training delivery

  • A proactive, detail-driven mindset with strong communication skills

Apply now to explore how this role can accelerate your compliance career within a specialist lending business that values what you bring to the table.

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