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Compliance Officer

icon building Company : Clayton Legal
icon briefcase Job Type : Full Time

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Job Description - Compliance Officer

Compliance Officer – Law Firm
Location: Liverpool
Sector: Civil Litigation & Wills & Probate
Salary: Competitive, dependent on experience

Are you an experienced Compliance professional looking for your next opportunity within a respected law firm? Our client, a well-established practice in Liverpool, is seeking a Compliance Officer to oversee and maintain the firm’s regulatory, risk, and compliance framework across a busy caseload of Civil Litigation and Wills & Probate matters.

The Role: As Compliance Officer, you will play a key role in ensuring the firm operates in full accordance with the Solicitors Regulation Authority (SRA) Standards and Regulations, managing both preventative and responsive compliance processes. Your responsibilities will include:

  • Acting as the firm’s Compliance Officer for Legal Practice (COLP) and Money Laundering Reporting Officer (MLRO) where required.

  • Developing, implementing, and monitoring internal compliance policies and procedures.

  • Managing risk assessments, audits, and file reviews.

  • Advising partners and staff on compliance, regulatory, and anti-money laundering requirements.

  • Staying up to date with legislative and regulatory changes and communicating these effectively within the firm.

  • Supporting ongoing training and promoting a culture of compliance and risk awareness.

About You:
  • Previous experience in a Compliance role within a law firm is essential.

  • Strong working knowledge of SRA Standards & Regulations, AML, and other relevant legal frameworks.

  • Excellent communication and interpersonal skills, with the ability to provide clear guidance to colleagues at all levels.

  • Highly organised, detail-focused, and proactive in identifying and mitigating risks.

What’s on Offer:
  • Competitive salary package.

  • Opportunity to join a reputable Liverpool firm with a strong client base.

  • Supportive and professional working environment.

  • Career development within a growing and well-structured practice.

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