Compliance Officer

Due to continued successes my client is looking to recruit a Compliance Officer for their wealth management company based in NE Lincs. This can be a full time or part time permanent role.

Are you the right candidate for this opportunity Make sure to read the full description below.
The role of a compliance officer it to assist the Compliance Director with all compliance related tasks including offering support and guidance to financial advisers, file checking, working with policies and procedures and support with training and competency of staff.
My client will consider someone with limited or vast experience, as full training is available and the breath of the role is huge. It is essential however, you have a Diploma in Financial Services.
The ideal candidate will have experience within the financial services industry and will be able to demonstrate an understanding of financial services products.
This role will therefore suit a recent graduate in their second year of employment and wanting to progress into Wealth Management and further FS, or a current advisor looking to step away from advising and move into compliance (maybe on a part time basis).
If your interest is in compliance, then apply and we can discuss the options available with this client.
Essential – knowledge of financial services products and the financial service process, attention to deal, good communication skills and high integrity.
Excellent career opportunity are available along with an attractive salary and benefits package.
Hybrid working available - minimum 3 days in the office.
INDMAY
Job Types: Full-time, Part-time
Schedule:
* Monday to Friday
Experience:
* Compliance management: 1 year (preferred)
* Financial services: 1 year (required)
Work Location: In person