Compliance Officer - Private Equity SM16

MERJE are delighted to be exclusively partnering with this boutique Private Equity firm in their search for a Compliance Officer (SM16) in London.

This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.

Working closely with the GC, you will be responsible for:

• Maintaining a comprehensive understanding of applicable laws, regulations, and industry guidance
• Providing timely and practical compliance advice to investment teams, client services, operations, and senior management.
• Monitoring regulatory developments, assess the impact on the firm’s business, and propose updates to policies, procedures, and processes.
• Maintaining and update the firm’s Compliance Monitoring Programme
• Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications).
• Maintain the firm’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance frameworks.
• Act as the primary escalation point for suspicious activity reports (SARs) and, if designated, act as MLRO or Deputy MLRO.
• Support the General Counsel in maintaining regulatory records, compliance registers (breaches, conflicts of interest, gifts & entertainment, personal account dealing, etc.).
• Draft and deliver compliance training, including induction training for new staff and annual regulatory refreshers.
• Oversee the firm’s SM&CR obligations, including maintaining Statements of Responsibilities, the Responsibilities Map, and fitness and propriety assessments.
• Investigate regulatory breaches and compliance incidents, ensuring appropriate escalation, documentation, and remedial action.

Experience/Skills/Qualifications:

• Previously operated as a Compliance Officer SM16 (not essential but preferred) in a private equity, private credit or infrastructure type environment
• Deep, practical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR).
• Strong understanding of UK Money Laundering Regulations, financial crime risks, and AML/KYC requirements in a private markets or asset management context.
• Strong relationship-building skills with the ability to engage proactively with colleagues at all levels
• Attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
• Proactive, self-supportive, and motivated in fostering a positive compliance culture
• Excellent report writing and presentation skills

Applicants must be located and eligible to work in the UK without sponsorship.

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