Compliance Officer - UK

Company : Restore Talent Solutions

Job Type : Full Time

London, City Of London

Number of Applicants

:

000+

Apply Now

Let AI Supercharge Your Job Hunt!

JobCopilot scans 500,000+ company career sites daily to find jobs for you

Never miss an opportunity Save hours by auto-filling applications forms Land more interviews with tailored applications

Activate JobCopilot

Job Description - Compliance Officer - UK

Role Overview

We are seeking a detail -oriented and proactive Compliance Officer to join a fast -growing global
fintech company specializing in trading and financial technology solutions. Based in the UK, this
role will play a key part in ensuring the firm operates in full compliance with UK regulatory
requirements while supporting the continued expansion of a global trading business. The
successful candidate will work closely with senior management, operations, and client -facing
teams to maintain strong compliance and governance frameworks.

Key Responsibilities

• Support the development, implementation, and maintenance of the firm’s compliance
framework in line with FCA requirements

• Monitor regulatory developments and assess their impact on business operations and
policies

• Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations

• Conduct client due diligence reviews and ongoing monitoring activities

• Act as a point of contact for regulatory queries and internal compliance matters

• Assist with regulatory reporting, audits, and internal reviews

• Review and approve client onboarding documentation and account activity

• Support compliance training and awareness programs across the organization

• Investigate potential breaches and support remediation actions

• Maintain accurate compliance records and documentation

Requirements

Qualifications and Experience

• Bachelor’s degree in Law, Finance, Business, or a related field

• 2 -3 years of experience in a compliance role within fintech, trading, brokerage, or
financial services

• Strong knowledge of UK regulatory requirements, including FCA rules

• Solid understanding of AML, KYC, CDD, and financial crime frameworks

• Experience working with trading platforms or financial products is an advantage

• Held previous compliance functions and ready to be SMF16/17

Skills and Competencies

• Strong attention to detail and analytical skills

• Excellent written and verbal communication skills

• Ability to work independently and manage multiple priorities

• Strong stakeholder management and cross -functional collaboration skills

• High ethical standards and sound professional judgment

• Proficient in compliance monitoring tools and documentation system

Email address

Why are you reporting this job?

I think it’s a discriminatory or offensive

I think it’s fraudulent or a scam

I think it’s trying to sell something unrelated to the job / it’s asking for money

I think it contains incorrect or broken information

Other

All Job Ads are subject to GrabJobs’s Terms of Service. We allow users to flag postings that may be in violation of those terms. Job Ads may also be flagged by GrabJobs moderation team. However, no moderation system is perfect, and flagging a posting does not ensure that it will be removed.

Setup your job alert:

Frequency

Email

By activating job alerts, I agree to GrabJobs Terms & Privacy Policy. I can unsubscribe to job alerts anytime. Skip

GrabJobs is the no1 job portal in the UK, connecting you to thousands of jobs fast! Find the best jobs in the UK, apply in 1 click and get a job today!

Mobile Apps

Privacy Policy Terms of Use

Compliance Officer - UK

Job Description - Compliance Officer - UK

Requirements

Similar Compliance Officer Jobs in the UK

Mobile Apps