Compliance Onboarding Specialist

Compliance Onboarding Specialist

• Review and ensure that the clients have submitted the correct and valid documentation for account opening, adding other users, adding or removing currencies, changing addresses, etc.


• Request for information is request we receive from partner banks in relation to a particular transaction.


• Ensure that all the documents that are provided correspond to one another and relate to the same entity and to the relevant Directors and Officers.


• Undertaking independent online searches to verify the veracity of the information provided such as websites, addresses individuals. Sanctions and PEP screening.


• Close collaboration with the Commercial and cross-Ops teams


• Evaluating if it’s a value or no value client as currently there is an initiative to onboard value clients, an evaluation needs to be made from the documentation to determine if the client will be of value.


• Experience with KYB refresh flows


• Client communication via Intercom to clarify any points that need clarification on the back of either the onboarding exercise or the KYB. Possibility to get on the phone as well if the client structure is particularly complex and warrants explanation over telephone.


• Familiarity with the following tools: SumSub, Dow Jones, Jira, SharePoint, etc.