Conduct Investigator

About Us

At LSEG, we connect people to opportunity and empower progress. Our culture is built on integrity, openness, and excellence. We believe in doing the right thing - and that's where you come in.

The purpose of the role

As a Conduct Investigator, you'll lead investigations into potential conduct breaches , including our Code of Code , policies and values . You'll play a critical role in safeguarding trust across our organisation, ensuring every case is handled with fairness, discretion, and professionalism.

What You'll Do

• Lead investigations into allegations of non-financial misconduct , ensuring timely , thorough, and impartial outcomes.

• Partner with relevant Subject Matter Experts across the Gro up as required .

• Gather and analyse evidence , ensuring accuracy and confidentiality at every stage.

• Interview stakeholders and document findings clearly and objectively.

• Document findings and maintain accurate case records.

• Ensure adherence to the i nvestigations ' m eth odology and other applicable policies and procedures.

• Participate in triage meetings as requ ired to determine investigation pathways.

• Prepare and maintain conduct-related Management Information (MI) and metrics .

• Identify trends and provide insights to strengthen the conduct risk environment.

• Champion continuous improvement .

What w e're l ooking for

• Experience in conduct investigations , with an audit, compliance, or regulatory enforcement background .

• Strong knowledge of regulatory conduct frameworks and investigative practices .

• Excellent analytical and communication skills, with the ability to handle sensitive matters with relevant stakeholders globally .

• Proven ability to work autonomously and manage multiple cases under pressure.

• Integrity, discretion, empathy, and sound judgement .

Behaviours

• Promote a culture that encourages the raising of concerns/ speaking up.

• Demonstrate integrity, fairness, and respect in all interactions.

Qualifications

• Equivalent experience or a degree in Law, Audit, Compliance, Risk Management, or similar is preferable.

• Professional certifications (e.g., CIIA, ICA) are a plus.

Why Join Us?

You'll be part of a global organisation that values transparency and accountability. We offer competitive rewards, opportunities for growth, and a culture where your voice matters.

Career Stage:
Manager

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it's used for, and how it's obtained, your rights and how to contact us as a data subject .

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.