We're supporting a fast-growing FCA-regulated FinTech / DFM that is looking to engage an experienced Compliance / Product Consultant to implement the firms Consumer Duty and Product Governance function.
This is a hands-on delivery role, working closely with Product, Investment, Distribution, Risk and Compliance teams to ensure Consumer Duty requirements continue to be embedded across investment products and services.
Key Responsibilities
Conduct Fair Value Assessments (FVAs) Review and update Target Market Assessments (TMAs), ensuring alignment with Consumer Duty and PROD requirements. Support Consumer Duty Outcome Testing, including methodology design, MI analysis and reporting. Produce high-quality documentation for Board and Investment Committee reporting. Develop and enhance Consumer Duty MI frameworks and governance processes. Work closely with Product, Investment, Risk & Compliance and Distribution teams to gather evidence and validate assessments. Ensure all documentation is robust, evidence-based and compliant with FCA expectations.
Required Experience
Strong experience within an FCA-regulated investment or wealth management business. Proven experience delivering Consumer Duty initiatives. Hands-on experience completing Fair Value Assessments and Target Market Assessments. Strong understanding of Consumer Duty (PRIN 2A) and PROD regulations.If this could be of interest, or you'd like to discuss the opportunity further, please apply and I will be get in touch.
GCS is acting as an Employment Business in relation to this vacancy Only candidates based in UK and eligible to work in UK are allowed
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