Deputy MLRO

The Deputy MLRO will assist in building out and operating the AML and wider Financial Crime framework within T212 UK.

 Key Responsibilities

• Conducting gap analyses of existing policies and procedures against the JMLSG;

• Assistance in developing policies, procedures and guidance for the Onboarding team;

• Provide advice on financial crime related queries from within the organisation;

• Help to develop and provide face-to-face training on Financial Crime related matters;

• Assist in developing, implementing and performing first line of controls;

• Assist in developing additional targeted second line monitoring;

• Assist in developing and preparing relevant Management Information;

• Prepare PEP and High Risk Client Forms for signoff by MLRO

• Investigate SARs submitted to UK compliance and submit to the NCA where required;

• Assist in dealing with 3rd party DPA requests – Police, Council, Insolvency Service, and other external agencies including foreign law enforcement e.g. investigating and responding to their requests;

• Assist in handling any civil court claims including investigation, provision of evidence, responding to the court, attending court if required;

• Monitoring of suspicious transactions: and 

• Additional ad hoc projects as required by the MLRO and the wider compliance team.

Requirements

• A strong understanding of AML and background in financial services.

• Previous experience managing a team

• Previously worked within a fast-paced fintech environment

• Experience establishing/documenting/scaling processes

• Previous experience with regulatory reports - e.g. REP017 and REP CRIM

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.