File Checker

File Checker
Cardiff
Hybrid Working

This role is best suited to individuals with at least 5 years of experience within financial services, currently in a compliance, advisory or Paraplanning role and holding a level 4 diploma. You will be utilising your skills and experiences within the rapidly growing compliance department.

The Business

The company are an FCA-regulated, growing IFA Network. They are a robust, institutionally backed group, with a diverse, supportive, and highly experienced team. They have been in existence for over 20 years and are currently embarking on an exciting growth programme. There will be progression opportunities within the department.

The Role

Within this role you will be undertaking file reviews of client files across several types of advice throughout a number of firms. After completing the varied reviews you will be managing feedback to advisors, reporting results to management as well as performing the compliance checks. Ultimately, using your knowledge to support the compliance department.

The Benefits

• 25 days holiday + bank holidays
• Hybrid working
• Pension scheme
• Sick pay
• Private medical
• Life insurance
• Income protection
• On-site gym

Apply

If you think this is of interest to you, then the next step is to apply. Don’t worry, the application is simple, just attach your CV along with your basic contact details and we’ll do the rest.

Synonyms

Review Officer, Paraplanner, Case Checker, Compliance Auditor, File monitoring auditor, Quality Checker