Front Office Risk & Control Officer

Does the idea of playing a pivotal role in ensuring great client outcomes and robust risk management in a leading wealth management business sound right for you? If you're passionate about high standards, client care, and regulatory integrity, this opportunity could be the perfect next step.

We're looking for…
A Front Office Risk & Control Officer to join our collaborative team, reporting to the Head of Risk & Control. You'll focus on monitoring Suitability across our Discretionary Management and Wealth Planning Services, ensuring compliance with regulatory standards and supporting the business with strategic initiatives and day-to-day risk queries.

You'll need:
* Degree-level education or equivalent experience
* Experience in discretionary or advisory investment management
* Relevant compliance or industry qualifications
* Strong knowledge of FCA Suitability requirements and conduct rules
* Familiarity with JFSC and SEC guidance
* A strong understanding of investment products and client needs

You are…
* Highly focused on achieving good client outcomes
* Detail-oriented and accurate in your work
* Confident, with strong communication and influencing skills
* Collaborative, with the ability to work across teams
* Proactive and solutions-focused
* Committed to professional standards and regulatory excellence

The good stuff…
* A values-driven, client-centric culture
* The chance to influence best practices and drive improvements
* Exposure to senior stakeholders and strategic initiatives
* Ongoing professional development and training opportunities
* Competitive salary and benefits package - Hybrid working

Does this sound like you? Then we want to hear from you. Please get in touch today.