Global Head of Surveillance Oversight

Company : Morgan Mckinley

Job Description - Global Head of Surveillance Oversight

Our client, a Global Bank, are looking for a Global Head of Surveillance Oversight to join their Compliance team based in London.

Responsibilities below:

Lead independent second line oversight of the global Surveillance framework, ensuring it remains effective, proportionate and aligned with regulatory requirements across all regions and asset classes.
Own and maintain the Market Conduct Policy and associated standards as they apply to Surveillance, ensuring continued alignment with supervisory expectations, regulatory change and evolving business activity.
Oversee Surveillance performance through senior governance forums, including review of management information, thematic outcomes, assurance results and progress in addressing identified risks.
Act as the senior 2LoD point for Surveillance-related matters, applying regulatory judgement to alert outcomes, near misses and STOR submissions and supporting appropriate governance outcomes.
Provide strategic oversight of Surveillance coverage across trading activity and communications, ensuring monitoring remains appropriate as products, markets and technologies evolve.

Previous experience within Trade Surveillance is essential.

For further information please don't hesitate to contact me on my email:

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Global Head of Surveillance Oversight

Job Description - Global Head of Surveillance Oversight

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