Head of Compliance (Wealth)

Head of Compliance (SMF16/17) – Up to £80,000

Hybrid Working | Senior Leadership Role | Wealth & Financial Advisory

We are partnering with a growing, acquisitive financial services group to recruit a Head of Compliance & MLRO (SMF16/17). This senior leadership position is pivotal in shaping the firm’s regulatory culture and strategy, with responsibility for both Compliance Oversight and Financial Crime/AML across its FCA-regulated Wealth Management and Financial Advisory businesses.

The Role:

• Act as Head of Compliance (SMF16) and MLRO (SMF17), leading compliance oversight and financial crime responsibilities across the Group.
• Provide strategic compliance leadership to senior management, ensuring adherence to the FCA Handbook, AML regulations, and JMLSG guidance.
• Lead engagement with the FCA and drive forward regulatory change projects.
• Build, manage, and develop a strong compliance team.
• Support newly acquired businesses through integration into the Group’s Compliance, Risk, and Financial Crime frameworks.

The Person:

• Proven senior compliance leadership experience within a wealth management and/or financial advisory environment.
• Strong technical knowledge of FCA regulations, AML, and financial crime.
• Experienced in managing FCA relationships and delivering regulatory change.
• Demonstrated ability to lead, inspire, and develop compliance professionals.
• Exposure to M&A or firm integrations desirable.

Why Join?

• A high-profile, influential role at the heart of a dynamic, acquisitive group.
• Direct impact on regulatory strategy, compliance culture, and client outcomes.
• A collaborative, supportive environment where compliance is valued as a strategic function.