Junior Surveillance Officer

Job Description

Surveillance Compliance

Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.

Your responsibilities will include:
Assist in performing daily surveillance of trading to ensure compliance with relevant regulations
Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour
Play an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementation
Help improve current systems and processes.
Be the point of contact for policies and procedures that impact the surveillance space
Produce and analyse reports

As a successful applicant you will have:
Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets
A working knowledge of the relevant FCA rules and regulations.
Experience in surveillance project delivery.
Strong attention to detail.
Have excellent communication skills both verbal and written.

For more information or to apply, please contact the compliance team on 020 33015821 or

[email protected]