Market Surveillance Associate

We have been mandated by a prestigious investment bank to identify an experienced trade surveillance professional.

Duties and Responsibilities of a Market Surveillance Associate

• Undertaking monitoring and market abuse surveillance
• Identifying and investigating suspicious activity
• Making reports on findings and identify internal control weaknesses
• Assisting with KYC on-boarding
• Working on projects and updating internal registers.

Qualities and Attributes needed to a Market Surveillance Associate

You will have a minimum of three years' trade surveillance experience ideally with a good working knowledge of equities trading. You must be analytical and be able to identify trading patterns and support internal frameworks. Salary £60K plus bonus and benefits. Hybrid working. Please contact me for more details.