Compliance Consultant

- Compliance Consultant

- Hybrid based

- Competitive Salary on Offer

Our client, a successful compliance consultancy firm, are looking for a Compliance Consultant to join the team and support them in looking after some of the best IFA firms within the UK.

The vacancy is a hybrid role, and you will be expected to work at home or at client’s offices as required. You will be looking after clients in Colchester, North London, Maldon, Chelmsford, Ipswich, and other local areas.

Role & Responsibilities:

• File checking
• Answering client compliance queries
• Reviewing, and updating in house procedures
• Training advisers
• Reviewing CPD activity
• Collating management information
• Annual audits

Do you have the following to apply?

• Qualified to Level 4 Diploma in Financial Planning (or equivalent)
• Compliance experience within the wealth management industry

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies Ltd is acting as an employment agency on behalf of our client.