Surveillance Officer

Join us as a Surveillance Officer

• We’ll look to you to monitor trading and communication surveillance activities for alert reviews to ensure compliance with market abuse and relevant market conduct policies
• You’ll be seen as a surveillance subject matter expert, as you assist in providing in-depth analysis of alerts, including the use of market data, source system data, and market data
• As a key member of our team, you’ll enjoy extensive collaboration and can expect great visibility for you and your work
• Our team operates within a hybrid working model, with a requirement to be in the office six days each month 

What you'll do

As a Surveillance Officer, you’ll be monitoring trading or communication activities to ensure adherence with policies and procedures and in line with regulations.

You’ll be identifying potential or actual emerging risks and driving control enhancements to make sure that surveillance activities operate efficiently and provide appropriate risk mitigation.

You’ll also be:

• Contributing to the improvement of existing surveillance systems as well as assisting in driving new technological solutions
• Ensuring the delivery of mandatory learning to the right audiences in an efficient and well controlled manner
• Supporting the development and implementation of an annual surveillance programme of work
• Keeping up to date with changing regulations and policies
• Collating data sources for the provision of meaningful management information and documentation for regulatory and business reporting
• Leading a team of analysts and overseeing their development and coaching

The skills you'll need

We’re looking for someone with experience of, or a strong interest in, financial services businesses, including investment banking.

You’ll also need a foundation of technical and analytical ability, coupled with a familiarity with equities, FX and fixed income markets regulation, electronic trading concepts and risks.

In addition, you’ll need:

• The ability to apply a technical understanding to data in order to solve complex problems
• Knowledge of trading process and products
• Experience of sourcing and assessing multiple data and information points to help make risk-based decisions and solutions
• Excellent logical, analytical skills and attention to detail
• An understanding of how to work with colleagues at all levels
• Good listening and influencing skills and the ability to lead

Hours

Job Posting Closing Date: