VP Swap Dealer Compliance Advisory

Company : Morgan Mckinley

Job Description - VP Swap Dealer Compliance Advisory

Our client, a Global Bank, are looking for a VP Swap Dealer Compliance Advisory to join their Compliance team based in London.

Responsibilities below:

Carry out the day-to-day management of US related regulatory tasks
Assist in the development of the Compliance framework for US and other entity regulations across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by impacted departments.
Provide proactive advice, guidance and challenge to the businesses in regulatory compliance matters).
Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures and developing and delivering training.
Provide training to the front office on regulatory and conduct matters with a particular focus on US regulation including for Swap Associated Persons.

Previous experience within US Regulations is preferred.

For further information please don't hesitate to contact me on my email:

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VP Swap Dealer Compliance Advisory

Job Description - VP Swap Dealer Compliance Advisory

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