Wealth Compliance Analyst or Supervisor

Wealth Compliance Analyst or Supervisor

Newcastle

Permanent

Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor

to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.

Responsibilities of the Wealth Compliance Analyst or Supervisor:

-Ensure client files comply with policies and regulatory standards

-Provide support to financial advisors regarding their training, competency and compliance

-Assist with the training for new hires with regards to compliance processes and standards

-Provide compliance support to the business and the advisors

Background of the Wealth Compliance Analyst or Supervisor:

-Strong experience in compliance or audit within the financial services sector

-Level 4 qualified DipFA, DipPFS, ect…..

-Strong stakeholder management and business partnering skills

-Exposure to UK regulations and products

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