Compliance Administrator

Compliance Administrator

• Annual Salary: £45,000 (FTE) – working 3 days per week
• Location: Waltham Cross, Hertfordshire
• Job Type: Part-time (Flexible working hours, with up to 40% home working after initial training)

Join our established boutique Independent Financial Advisers and Discretionary Fund Managers team, committed to providing top-rate customer service and maintaining high levels of integrity. We are looking for a Compliance Administrator to help support our Compliance Director and Paraplanning team.

Day-to-day of the role:

• Manage compliance, money laundering, and data protection tasks including due diligence and T&C oversight.
• Conduct post-sale file checks, data reporting, and GDPR compliance.
• Support the team with client valuations, paperwork preparation, and transaction processing on various platforms.
• Assist with compliance documentation reviews and regulatory updates.

Required Skills & Qualifications:

• Relevant qualifications
• Experience in similar roles within an IFA/DFM environment preferred.
• Strong attention to detail with excellent research, organisational, and analytical skills.
• Proficient in Word, Excel, Outlook, and knowledge of investment platforms.
• Experience with IRESS XPlan preferred.
• Committed to providing high levels of customer service.

Benefits:

• Flexible working hours and the ability to work from home for up to 40% of contractual hours.
• 8% employer pension contribution, with no need to match.
• Discretionary company-wide bonus scheme.
• Private Medical Insurance.
• Employee Assistance Programme.
• 25 days holiday plus Bank Holidays (FTE).