Broker-Dealer Accounting (Max $60/hr W2)

Finance

Qualifications

• Accounting / Finance background of broker-dealer entities

• Legal entity financial and regulatory reporting and/or public accounting experience

• Self-starter and able to perform effectively with minimal supervision

Key Responsibilities

Financial Reporting

• Preparation of current year Balance Sheet and Income Statement business cuts going into year-end, and similar cuts for prior-years to facilitate the preparation of comparative financials

• Legal entity consolidation of segregate business activities (via a Branch) for all regulatory reporting, including due diligence over inter-co settlement and OTC derivative and other netting

• Backfill coverage for BAU legal entity control tasks (as existing SME is pulled into ad-hoc reporting/analysis)

• Facilitate discussions with broader groups on transactions having potential Reg W impact (e.g., structured notes booking, initial margin cost on hedging interest rate risk on Parent)



Regulatory Reporting

• Support daily and monthly regulatory calculations and monthly FOCUS reporting during dual subledger period, including:

o Continuous validation of source data and queries to ensure completeness of entity reporting

o Monitoring of intracompany and intercompany bookings, balances and activities

All your information will be kept confidential according to EEO guidelines.