CONTRACTOR-Trade Surveillance officer

Position: Trade Surveillance Officer
Location: New York, New York (100% Onsite)
Employment Type: Contract ( 3 months)

Start Date: ASAP

RESPONSIBILITIES:

•  Trade Surveillance alerts review:
  
  
  
  • Review of trade surveillance alerts and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution;
  
  
  • Participate in the development, testing and implementation of new and existing Trade Surveillance controls. ;
  
  
  • Perform user acceptance and reasonability testing of Trade Surveillance controls;
  
  
  • Contribute to the preparation management metrics and reporting;
  
  
  
  

• Projects participation:
  
  
  
  • Participate in regional and global compliance initiatives and investigations;
  
  
  • Review and analyze new and/or amended industry rules and regulations;
  
  
  • Assess new business initiatives and their potential impact to theTrade Surveillance program.
  
  
  
  

Profile

SKILLS AND QUALIFICATIONS:

Must Have:

•  3-5 years of experience of Futures Trade Surveillance


• General knowledge of applicable regulations relating to Banking, Broker-Dealer and Futures Commission Merchant activity


• Strong attention to detail


• Ability to work independently


• Ability to prioritize and work in a dynamic, deadline-focused environment


• Exemplary personal ethics and desire to always adhere to rules and regulations


• Proficiency in Excel, Word and PowerPoint


• Excellent research and analytical skills


•  Excellent written and verbal communication skills