Compliance Associate

Company : Infini Capital Management Limited

Job Type : Full Time

Hong Kong, Hong Kong

Number of Applicants

000+

Let AI Supercharge Your Job Hunt!

JobCopilot scans 500,000+ company career sites daily to find jobs for you

Never miss an opportunity Save hours by auto-filling applications forms Land more interviews with tailored applications

Activate JobCopilot

Job Description - Compliance Associate

Trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting

Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.
Regulatory reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings
Assist in broker account opening KYC process and review of derivatives agreements
Assist in the preparation and timely submission of regulatory filings or various global regulators Help maintain and update regulatory filing calendars and ensure all deadlines are met.
Contribute to the development, updating, and maintenance of the firm’s Compliance Manual and related policies and procedures.
Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations
Assist in the administration of the firm's Insider List and associated control measures.
Handle Ad hoc compliance projects

3 - 5 years of compliance experience within a hedge fund, asset management firm,or investment bank. (experience from other buy-side firm will be an advantage)
Solid understanding of SFC financial regulations pertaining to investment advisers.
Working knowledge of (i) the SFO and subsidiary regulations; and (ii) other regulations such as MAS, SEC, AMAC
Bachelor’s degree in Law, Finance, Accounting, or a related field.
Professional certifications (e.g., CFA, FRM) or a legal license are a strong plus.
Strong Analytical Mindset: Ability to analyze complex regulations and apply them to practical business situations.
Excellent Communication Skills: Strong written and verbal communication skills, with the ability to interact professionally with colleagues at all levels.
High Integrity & Discretion: Possess the highest ethical standards and ability to handle confidential information with discretion.

Private Health Insurance
Pension Plan
Performance Bonus
Training & Development
Paid Time Off

Original job Compliance Associate posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.

Auto-Apply to Similar Jobs

Share Job

Get your Resume Reviewed for Free

Automate Job Applications for Similar Jobs

Auto-Apply to Compliance Associate Jobs with your AI JobCopilot

Auto-Apply with AI

Similar Compliance Associate Jobs in the US

Get your Resume Reviewed for Free

Email address

Why are you reporting this job?

I think it’s a discriminatory or offensive

I think it’s fraudulent or a scam

I think it’s trying to sell something unrelated to the job / it’s asking for money

I think it contains incorrect or broken information

Other

All Job Ads are subject to GrabJobs’s Terms of Service. We allow users to flag postings that may be in violation of those terms. Job Ads may also be flagged by GrabJobs moderation team. However, no moderation system is perfect, and flagging a posting does not ensure that it will be removed.

Setup your job alert:

Frequency

By activating job alerts, I agree to GrabJobs Terms & Privacy Policy. I can unsubscribe to job alerts anytime. Skip

Compliance Associate

Job Description - Compliance Associate

Similar Compliance Associate Jobs in the US

Mobile Apps