Compliance Manager

Responsibilities:

• Oversee the day-to-day execution of the Company’s Anti-Money Laundering (AML) and regulatory compliance program, ensuring adherence to BSA/FinCEN requirements and Illinois Gaming Board (IGB) regulations 


• Monitor AML activity, including review and oversight of Suspicious Activity Reports (SARs), Currency Transaction Reports (CTRs), and patron identification (KYC/CDD) processes to ensure completeness, accuracy, and regulatory defensibility 


• Lead or support AML and Compliance investigations, ensuring timely identification, documentation, escalation, and resolution of suspicious activity and control failures 


• Serve as a primary escalation point for AML and regulatory matters for staff, providing clear, fact-based summaries and recommendations to senior leadership 


• Ensure compliance with the approved Internal Control System (ICS) by monitoring operational adherence and identifying control gaps or breakdowns across Cage, Gaming, and related functions 


• Document compliance exceptions and control failures, and ensure timely development, implementation, and validation of corrective action plans 


• Maintain all AML and compliance-related documentation, logs, and case files in an audit-ready condition 


• Partner cross-functionally with Cage, Table Games, Slots, Surveillance, Security, and other departments to ensure compliance controls are understood, implemented, and consistently applied 


• Support the development, revision, and implementation of internal controls, policies, and procedures to align with regulatory requirements and operational realities 


• Prepare and respond to internal audits, external audits, and regulatory examinations, including gathering documentation and addressing inquiries 


• Communicate regulatory expectations and compliance requirements clearly to operational teams and leadership 


• Provide AML and compliance training to staff to reinforce awareness, accountability, and adherence to regulatory standards 


• Identify emerging compliance risks and escalate issues in a timely manner to protect the integrity of the Company’s gaming license 


• Ensure all regulatory reporting obligations are met accurately and within required timeframes 


• Maintain strict confidentiality of all patrons, transaction, and compliance-related information 


• Provide timely, accurate, and well-documented escalation of AML risks, compliance issues, and control failures to the Director of Compliance


• Perform duties and responsibilities associated with the Illinois Gaming Board (IGB) Statewide Voluntary Self-Exclusion Program, ensuring compliance with all regulatory requirements, proper documentation, and timely escalation of any issues or violations


• Select, train, and develop team members through education, coaching, and performance management, including the use of corrective action when necessary to uphold compliance and regulatory standards


• Perform other duties as assigned

Salary:

• $80,000/ year

Additional Benefits:

• $7 Daily Garage Parking

Physical Demands & Work Environment:

• Regularly required to see, talk, hear, walk, and stand


• Frequently required to use hands to handle, feel, and reach


• Occasionally required to sit or stoop


• Occasionally lift and or move up to 30 pounds


• The work environment is fast-paced and contains bright lights, loud noise, and stressful situations.

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.