KYC Onboarding Professional

• Ensure all existing client relationships have undergone the appropriate client screening as mandated by Global AML Procedures and Global KYC Procedures.
• Work closely with his / her counterparts in other regions and infrastructure groups, especially Global Reference Data, Credit and Compliance. 
• Communicate daily with the Sales and Banking teams. 

Key Accountabilities and Skills required:

• Perform the required KYC screening on existing clients by documenting and corroborating the information obtained on the client as required by Global KYC Procedures utilizing a variety of independent research sources.
• Analyze Client data, documentation and negative news in order to determine Client Risk Profile as established under the Global KYC Procedures.
• Collaborate with the KYC Group’s counterparts worldwide on global requests.
• Produce a detailed client review write up in the Global Account Opening System.
• Maintain detailed records on clients for second-level review.
• Track and report all documentation breaks.
• Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for existing clients are still in place. ( i.e. executed USA Patriot Act certification for all Foreign Banks, MIFID, etc)
• Liaise with Compliance on specific requirements and regulations arising under special circumstances.
• Liaise with Clients, Front Office, Credit, Legal and Operations as necessary as part of the KYC Refresh process.
• Risk and Control: All colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Policies and Policy Standards