Trade Support and Operations
- Monitor daily trading activities to ensure accurate and efficient order execution.
- Investigate and resolve trade issues promptly, working closely with internal teams and external participants (e.g., broker-dealers, clearing firms).
- Assist customers with certification testing of order entry protocols.
- Provides user training on system and new functionality and responds to user queries.
- Communicates client requirements to operational teams and subcontractors.
- Help identify potential process improvements and contribute ideas to enhance workflow efficiency.
Clearing & Settlement Support
- Ensure smooth post-trade processes.
- Identify and resolve clearing and settlement issues, communicating effectively with relevant parties.
- Coordinate the implementation of new clearing initiatives or technologies as needed.
Professional Experience
- 1-10+ years of relevant experience in securities exchange operations, brokerage operations, or a similar capital markets environment.
- Experience in trade support, listings, market intelligence, and compliance.
- Familiarity with clearing, settlement processes, and emerging technologies in capital markets.
- Experience in broker-dealer operations and FINRA/SEC regulatory frameworks is highly desirable.
- Certifications: Industry certifications such as Series 7, Series 24, or other relevant FINRA licenses would be beneficial, or ability to maintain in a specified time period.
Skills & Competencies
- Technical & Analytical Acumen
- Knowledge of trading systems, market structure, execution mechanics, and post-trade clearing processes.
- Strong data analysis capabilities, with an ability to interpret market trends and transform insights into actionable strategies.
- Excellent interpersonal skills with the ability to collaborate effectively across multiple departments and stakeholders
- Ability to communicate complex concepts clearly and concisely to both technical and non-technical audiences.
Strategic Thinking & Problem Solving
- Ability to balance multiple tasks and take initiative in carrying tasks forward to completion.
- Demonstrate proactive thinking by identifying potential issues before they arise and suggesting preventive measures to team leaders.
Other
- This role will be onsite in Dallas
- TXSE will follow the same holiday schedule as the NYSE
- Unlimited PTO, time off will be approved by your direct manager
- 401K Match - 4% of base salary. This will increase 1% per year up to 10%.
- Healthcare is provided by BCBS of Texas, PPO Plan. Dental and Vision are included and provided through BCBS of Texas
- Relocation assistance will be provided, with tax implications. Receipts must be provided for all expenses.
- We are a start up with a tight deadline to meet - there will be pockets of longer hours, working weekends at times, etc