Senior Vice President, Chief Internal Auditor

Reporting to the Audit Committee, mTrade Board of Directors, this position will collaborate with other members of mTrade’s Leadership Team and will assume primary responsibility for the company’s internal audit function.

Responsibilities:

The Senior Vice President Chief Internal Auditor is responsible for leading the company's internal audit function, which includes:

• Serving as the primary liaison to the Audit Committee of the Board of Directors, providing regular updates on audit activities, findings, and risk landscape.


• Developing and leading on an internal Audit Charter ensuring employees and the company are following the Charter, and facilitating an outside audit of mTrade’s processes and procedures.


• Providing independent assurance on the adequacy and effectiveness of internal controls, risk management, and governance processes across the company.


• Working in collaboration with and advising mTrade’s Senior Leadership Team on significant risk exposures and control issues, including fraud risks, cybersecurity, regulatory compliance, and operational resilience.


• Building and maintaining strong relationships with stakeholders.


• Setting the scope of work, conducting complex audits, and ensuring audit objectives are met.


• Reviewing internal audit work papers, drafting and finalizing audit reports, and presenting written audit reports with recommendations to the Board.


• Responding to regulatory inquiries, examinations, and requests related to internal audit scope, findings, and remediation activities.


• Providing regulatory insights to the Audit Committee and Senior Management on evolving supervisory expectations.


• Monitoring Management's remediation of audit findings and providing timely reporting on open issues to Senior Leadership and the Audit Committee.

Required:

• Strong understanding of financial services regulations and compliance requirements.


• Deep knowledge of U.S. and international banking regulations.


• Expertise in regulatory expectations for internal audit functions in financial institutions.


• Proficiency in data analytics tools and audit management systems.


• Understanding of emerging technologies and their risk implications.

Qualifications:

• 15+ years’ experience with a Bachelor’s Degree.


• MBA, Master's degree, or advanced degree strongly preferred.


• Active CFSA, CICA, CISA, or equivalent professional certification.