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Senior Vice President, Fixed Income & Equities Regulatory and Change Lead

Job Description - Senior Vice President, Fixed Income & Equities Regulatory and Change Lead

Description

We’re seeking a future team member for the role of Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to join our Global Markets COO team. This role is located in New York City

Role Overview

BNY Markets is seeking a Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to drive the regulatory, risk and governance agenda across the Fixed Income & Equities franchise. Partnering closely with Business Heads, COOs and Product Leads, this high-impact role sits at the intersection of business strategy, regulatory change and execution, helping translate complex regulatory and control priorities into coordinated action across a Global Markets business.

The ideal candidate will hold a strong track record in business management, COO, risk, controls or compliance, bringing sound judgment and a proven ability to lead cross-functional regulatory initiatives, drive remediation and influence senior stakeholders in a fast-paced, highly regulated environment.

In this role, you'll make an impact in the following ways:

Regulatory Change, Governance & Risk Management

  • Lead the execution of regulatory, governance, risk and remediation initiatives across Fixed Income & Equities.
  • Partner with Business Heads, COOs and control functions to strengthen the regulatory and control environment.
  • Represent the business in governance forums, regulatory programs, audits and reviews, ensuring effective oversight and audit readiness.
  • Provide senior leadership with clear reporting on regulatory developments, risks, remediation progress and key priorities.

Business Management & Strategic Execution

  • Drive cross-functional delivery across Business, Operations, Engineering, Legal, Risk, Compliance and Controls.
  • Support regulatory strategy and transformation initiatives, ensuring strong governance, transparency and execution discipline.
  • Lead critical regulatory workstreams, resolve issues and coordinate delivery across stakeholders to achieve business objectives.
  • Enhance regulatory processes, operating effectiveness and risk management practices.

To be successful in this role, we’re seeking the following: 

  • Bachelor's degree or equivalent experience. 
  • 5–10 years of experience in business management, COO, risk, controls, compliance or related leadership roles within financial services. 
  • Strong knowledge of Fixed Income and Equities markets, including Sales & Trading market structure. 
  • Demonstrated experience leading regulatory, governance, control or business transformation initiatives. 
  • Proven ability to influence senior stakeholders and manage complex cross-functional programs. 
  • Strong communication, organizational and problem-solving skills, with a high degree of ownership, judgment and accountability. 
  • Experience partnering effectively across Business, Operations, Engineering, Legal, Risk, Compliance and Controls functions in a Global Markets environment.


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