Sr Supervisor, Compliance Investigations

Complete level two quality reviews, efficiently and accurately identifying opportunities within the cases that you review, completing your reviews in a timely manner. Apply analytic techniques to complex information sets in order to make logical and supported recommendations to leadership and to your direct reports on cases for reporting to regional regulatory authorities. Direct and coach your team to ensure they are successful in the following daily efforts: Completing a time-sensitive and meticulous analysis of each instance of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions and countries. Assessing customer profiles and large amounts of data to ensure normal and expected activity, including Acceptable Use Policy adherence and Know Your Customer efforts. Documenting findings in narrative style format, in the manual and automated process case management system and prepare reports to management as required. Conduct quality reviews through our Investigative Excellence program to ensure the casework of L1 investigators meets our internal quality assurance requirements and regulatory expectations Regularly exercise good judgement in making decisions or recommendations in relation to case investigations and employee escalations from within your team. Work closely with senior leaders on projects and tasks as the business requires Schedule, prepare, and lead 1:1 coaching, scheduled team learning sessions and leverage other best practices to ensure that you are driving interactive, engaging, and analyst-driven discussions based upon developmental needs of the team. Assessing team performance and providing feedback, development opportunities and oversight of action plans aimed at improving performance as needed 5 years of relevant work experience