Vice President, Compliance & Control II

Responsible for assisting the business units to bring them into compliance with complex regulatory and policy requirements. Implement improvement including the completion of appropriate documentation when control changes are made, based on assessments of controls, works with business units. Design and conduct hardware or software tests. Provide technical guidance or support for the development or troubleshooting of systems. Analyze existing and proposed legislation, regulatory announcements and industry practices in order to help the assigned businesses develop and implement procedures to meet existing and upcoming requirements. Analyze control processes to ensure they are in compliance with all applicable laws, rules and regulations. Provide guidance to more junior professionals to improve their understanding of compliance, control and documentation policies. Collaborate with managers in the assigned business unit to respond to reports issued by regulatory agencies or audit. Contribute to the development of recommendations for corrective action and issue tracking to ensure resolution efforts proceed timely and effectively. Develop or approve project plans, schedules, or budgets. Contribute to the preparation of time sensitive reporting and appropriately escalates issues to management.