Job Description - Vice President, Operational Risk Asset Servicing II
Oversight, review, challenge and advice for the Asset Servicing adherence with the Operational Risk Management Framework including Risk & Control Self Assessments, Key Risk Indicators, Operational Risk Events and Business Process Change risk assessments. Advice and guidance on how to manage operational risks, including identification of new and emerging risks, use of sufficient and appropriate controls, review and remediation of operational risk events and actions to mitigate control gaps. Development, documentation and discussion of risk views, including thematic reviews and independent assessments. Bachelor's Degree or the equivalent combination of education and experience is required. Graduate degree preferred. 7-10 years total work experience with 1-3 years of experience in Operational Risk preferred. Experience in First Line of Defense business/control roles, 2LOD Compliance or 3LOD Audit is also very relevant. Strong familiarity with Asset Servicing products and operations to identify, assess, monitor, and report on operational risks. Understanding of the Operational Risk Management Framework and associated risk tools, eg RCSAs, KRIs, OREs. Ability to develop and establish collaborative working relationships with colleagues in both 1LOD and 2LOD to ensure timely completion of risk-related deliverables, issue resolution and implementation of improvements. Data analytics skills and proficiency with Excel, Microsoft Word, Power Point. Good interpersonal and communication skills, with the ability to interact effectively with senior leaders and across all levels of the organization. Curiosity and a passion for learning and innovation.
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