Vice President, SOX Control & Compliance II

VICE PRESIDENT, SOX Controls & Compliance II

Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what

#LifeAtBNYMellon

is all about.

We’re seeking a future team member for the role of Vice President, SOX Controls & Compliance II to join our SOX Controls & Compliance Team. This role is located in Pittsburgh, PA and is HYBRID.

In this role, you’ll make an impact in the following ways:

Lead and support junior team members in the execution of the test plan. Perform substantive and internal control testing procedures through periodic reviews of regulatory filings.

With minimal guidance, assess business processes, identify control deficiencies and recommendations, and prepare work papers and documentation to support the annual assessment..

Support junior and senior team members by tracking the status of deficiencies; review remediation by process owners and deliver findings to leadership and management.

Partner with key stakeholders in regulatory reporting to identify areas of regulatory reporting improvements, including identifying process enhancements and issues that require remediation.

Actively participate and drive certain projects to be carried out on the enhancement of the Internal Controls over Regulatory Reporting framework that includes aspects related to overall governance, controls documentation, periodic reviews, user training etc.

Demonstrate a breadth of knowledge of compliance and control and a thorough understanding of Auditing, Controls, and/or Regulatory Reporting.

To be successful in this role, we’re seeking the following:

Bachelor‘s Degree is required

7-10 years of total work experience preferred

Experience in public accounting, SOX/ Control testing, financial services

or

regulatory reporting

Certified Public Accountant (CPA) or Chartered Accountant (CA) certification is preferred

Experience with Alteryx, PowerBi, SQL, or Python are a plus

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