Compliance Summer Intern

The Summer Internship Program at Stratos Wealth Partners offers an exceptional opportunity for an aspiring compliance professional to immerse themselves in the professional world. This program is designed to provide interns with comprehensive exposure to the industry, combining professional development and personal enrichment. As a Compliance Intern, you will play a crucial role in supporting Stratos Wealth Partners' compliance operations and strategic initiatives. This position offers a unique blend of structured learning, hands-on experience, and engaging activities, allowing you to gain valuable insights into compliance practices within the financial services sector.

Position Overview:

We are seeking a motivated Compliance Intern to join our team for the summer. This intern will assist with compliance analysis, regulatory research, and strategic planning. This is an excellent opportunity for someone looking to gain hands-on experience in compliance and project management.

Key Responsibilities:

• Assist in the planning and execution of compliance analysis and regulatory projects.

• Provide support in strategic planning and decision-making processes.

• Review Salesforce cases for completeness.

• Follow-up with advisors regarding completing quarterly attestations.

Assist in the planning and execution of compliance analysis and regulatory projects.

Provide support in strategic planning and decision-making processes.

Review Salesforce cases for completeness.

Follow-up with advisors regarding completing quarterly attestations.

• Assist in Branch Audit Prep.

Assist in Branch Audit Prep.

Qualifications:

• Currently pursuing a degree in Finance, Economics or a related field.

• Strong problem-solving skills and the ability to analyze compliance data.

• Excellent customer service skills and the ability to communicate effectively with team members.

• Ability to work independently and as part of a team.

Currently pursuing a degree in Finance, Economics or a related field.

Strong problem-solving skills and the ability to analyze compliance data.

Excellent customer service skills and the ability to communicate effectively with team members.

Ability to work independently and as part of a team.