Legal & Compliance Jobs in Hong Kong

Leading Global Asset Manager is looking to hire a Legal Counsel to  take a lead on Hong Kong legal matters. You will be responsible for advising and working closely with the business on legal matters ...

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Job Description Handle all general compliance matters related to Type 1, 4 & 9 regulated activities under the SFO. Draft, prepare or coordinate compliance reports for internal ...

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The Company Our client is a Global Banking Group, with strong presences in Asia, with a long history and established compliance team and culture in HK. As an import ...

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Key Responsibilities and Duties Report to Head of Regulatory Compliance Provide timely advice on the regulatory compliance related matters Support t ...

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A leading German banking group with a presence across Asia and global markets. Strong focus on commercial banking products (Export Credit, Project Finance, Syndicated Loans, Commodity & Trade Finance) ...

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Job Purpose Assist Team Head in providing compliance advisory for the assigned portfolio (PBG/ WBG/ TMG) (“Specific Area”) in relation to licensing, investm ...

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CLIENT BACKGROUNDOur client is a leading regional investment bank with a strong presence across Asia. Known for its dynamic global markets platform and innovative ...

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Role Summary A Senior Compliance Officer role focused on ensuring trading activities in China comply with local regulations, working closely with Traders, Technology, and O ...

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About the job Associate Director, Compliance Services Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Servic ...

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Position Description The FATCA Compliance Associate Director is responsible for the execution, monitoring and enforcement of compliance ...

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Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countri ...

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Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Inte ...

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As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compli ...

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About the Role Our client is a leading global asset manager with deep expertise across public and private fixed income and credit markets. The firm is known for i ...

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On behalf of an international commercial bank we are seeking a trade finance operations professional who has experience checking and administering Letters of Credit. Role: ...

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Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchan ...

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Job Description Purpose of the role To ensure that the institution's activities are conducted in compliance with applicable financial crime laws ...

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Key Responsibilities Maintain and enhance B2C applications to ensure stability, performance, and user satisfaction. Provide technical support and develop the content management ...

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Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence t ...

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Job Summary: We are seeking an experienced AML Compliance Analyst to join our client, a leading global insure in Hong Kong. The successful candidate will be responsible for reviewing da ...

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