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Compliance Analyst , Buy-Side Firm

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Job Description - Compliance Analyst , Buy-Side Firm

  • 1 year renewable contract with chances of conversion
  • Exciting opportunity to join a reputable investment management firm
About Our Client

The client is a reputable Singapore-based investment management firm specializing in long-term, activist value investing.

Job Description
  • Manage AML/CFT processes, conduct periodic reviews, and update relevant policies.
  • Execute compliance controls to ensure adherence to the firm's Compliance Manual and Code of Ethics.
  • Review outsourcing arrangements and ensure compliance with internal policies and MAS outsourcing guidelines.
  • Collaborate closely with the fund administrator on client onboarding, KYC reviews.
  • Provide compliance input on the development and implementation of policies and procedures.
  • Monitor regulatory developments, identify key compliance risks, and ensure adherence to applicable laws and regulations.
The Successful Applicant
  • Bachelors Degree in related field (Finance, Accounting, or Business etc.)
  • At least 4 years of experience in regulatory compliance or related field
  • Understanding of the Singapore regulatory landscape
What's on Offer
  • Temporary position with potential for professional growth with renewal or conversion.
  • Opportunity to work in a high-calibre, MAS-regulated investment firm.
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