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Compliance and Legal Officer

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Job Description - Compliance and Legal Officer

  • Play a pivotal role in shaping compliance and legal strategy.
  • Work with senior leadership and gain exposure to cross-border transactions.
About Our Client

The organisation is a well-established financial institution delivering end-to-end solutions in investment banking, brokerage, and wealth management. With a strong market presence, it provides a professional and collaborative environment where employees can drive meaningful, high-impact initiatives.

Job Description
  • Ensure compliance with relevant regulatory requirements within the financial services sector.
  • Provide legal advice and support to internal stakeholders, experience with ISDA negotiations is highly preferred.
  • Assist in the development and implementation of compliance policies and procedures.
  • Monitor and review regulatory changes and advise on their impact.
  • Conduct internal compliance audits and prepare reports.
  • Collaborate with various departments to address compliance and legal issues.
  • Handle queries related to legal and compliance matters effectively.
  • Support the Risk & Compliance department with administrative tasks as required.
The Successful Applicant

A successful Compliance and Legal Officer should have:
  • A degree in Law and min 5 years of relevant professional experience in the banking or financial sector, or in a legal or regulatory function
  • Knowledge of regulations within the financial services industry.
  • Experience in compliance and risk management processes.
  • Strong analytical and problem-solving skills.
  • Attention to detail and the ability to handle confidential information.
  • Based in Singapore.
What's on Offer
  • Be part of a dynamic, growing international platform.
  • Opportunity to work in a key role within the financial services industry.
  • Engagement with a professional and structured work environment.
This is a great opportunity for individuals passionate about compliance and legal matters. Apply now to take the next step in your career!
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