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Compliance Associate, Investment Banking - JN-122025-6906012 | Michael Page

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Job Description - Compliance Associate, Investment Banking - JN-122025-6906012 | Michael Page

  • High-impact regional exposure
  • 12 months convertible contract
About Our Client

This financial services organisation operates globally, providing comprehensive solutions to its clients. With a strong presence and a commitment to excellence, this company focuses on maintaining compliance and risk management in its operations.

Job Description

The role also contributes to broader regional and global programs aimed at strengthening the firm's overall compliance framework. Your day-to-day work will revolve around:
  • Identifying, evaluating and analysing potential compliance and operational risks
  • Checking that business practices align with internal requirements as well as external legal and regulatory obligations
  • Assisting with the preparation of materials and responses for regulatory reviews, audits, and supervisory queries
  • Conducting reviews, monitoring activities, and investigations into business conduct
  • Assessing how well existing controls function and proposing improvements
  • Creating, updating, and refining internal guidelines and process documentation
  • Helping business teams understand regulatory expectations and internal standards
  • Reinforcing proper conduct and ensuring CF&O teams operate within established risk and regulatory boundaries
The Successful Applicant
  • Bachelor's degree
  • Min 4 years of work experience in a risk management role focused on regulatory
What's on Offer
  • Opportunity to work within a leading financial services organisation.
  • 12 months convertible contract
If you are an experienced professional in risk and compliance, this is a great opportunity to contribute to a global leader in the industry. Apply now to take the next step in your career!
Original job Compliance Associate, Investment Banking - JN-122025-6906012 | Michael Page posted on GrabJobs ©. To flag any issues with this job please use the Report Job button on GrabJobs.
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