COMPLIANCE EXECUTIVE

Company Overview

Coree Tech Solution Pte. Ltd. supports leading financial service companies, especially online trading platforms, with outsourcing and technology solutions. Thrive in fintech, collaborate regionally and globally, and grow your skills in a fast-paced, tech-driven environment.

Job Summary

We are seeking a detail-oriented Compliance Executive with experience in financial services compliance to support and strengthen our compliance framework across multiple jurisdictions, including Australia and Seychelles, focusing on regulatory compliance, AML/CFT, marketing compliance, and client risk oversight.

Responsibilities

• Maintain and update compliance policies, procedures, and internal registers to ensure regulatory adherence across jurisdictions including Australia AFSL and Seychelles FSA
• Prepare accurate, audit-ready compliance reports, meeting minutes, breach logs, and incident records
• Maintain AML/CFT records and support audit and review processes to ensure compliance integrity
• Monitor regulatory developments and escalate key updates to senior compliance staff for timely action
• Coordinate and support compliance training sessions, including preparing AML/CFT training and awareness materials for internal staff
• Conduct client onboarding activities by performing CDD checks, reviewing KYC documentation, and assisting in client risk classification under senior supervision
• Assist in transaction monitoring and escalate unusual activities for further review to mitigate risks
• Review client-facing marketing materials, promotional campaigns, and bonus terms to ensure compliance with regulatory requirements
• Draft and maintain bilingual (English and Mandarin) terms and conditions for promotions and marketing initiatives to ensure clarity and compliance
• Provide compliance guidance to marketing teams on new campaigns to align with regulatory standards
• Maintain a repository of approved templates and standard clauses for recurring marketing use
• Manage client enquiries, complaints, and disputes across communication channels, escalating complex cases to senior staff as needed

Preferred competencies and qualifications

• Bachelor’s degree in Law, Finance, Business, Economics, or related discipline
• Professional certifications such as ICA or CAMS are advantageous
• Familiarity with OTC derivatives, CFDs, forex, and exposure to AML/CFT, KYC, or regulatory compliance
• Strong bilingual proficiency in English and Mandarin (written and spoken) with excellent writing and documentation skills
• Organized, detail-oriented, and adaptable team player capable of working effectively in a fast-paced environment