Compliance Manager

Intro:

You will report directly to the Director,Compliance and Risk, Singapore and also be responsible to ensure risk andcompliance with the relevant legal and regulatory requirements as well asin-house policies and procedures for Singapore Corporate, Funds and CapitalMarkets business.

Some of the things you’ll be doing:

• Act as the Deputy Money Laundering Reporting Officer (“DMLRO”) for CSC Singapore entities
• Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice
• To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s) 
• Provide compliance support to Corporate Legal Solutions (CLS), Funds and Capital Markets business lines, including regulated trustee and agency services.
• Ensure compliance with MAS & ACRA obligations and liaise with internal stakeholders on licensed entity governance.
• Support the implementation and monitoring of compliance frameworks for licensed entities, including regulatory reporting and breach management.
• Liaise and deal with Internal Audit inspections or enquiries
• To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required)
• To conduct risk & compliance induction to new staff and provide ongoing risk & compliance training to existing staff
• To prepare relevant risk & compliance management information & reports
• To participate in ad hoc risk & compliance related projects

What technical skills, experience, and qualifications do you need?

• Degree holder in Law, Accounting, Finance or related discipline
• Minimum of 5 years’ experience in compliance
• Solid experience in managing risk & compliance framework in accordance to regulatory and statutory requirements
• Experience supporting Capital Markets or financial services with licensed entity obligations (e.g., MAS & ACRA, AML/CTF).
• Familiarity with CMS, SFA, TCA and MAS & ACRA regulatory expectations.
• Prior experience working with regulated trustee, escrow, or agency services is highly desirable.
• Sound knowledge of local regulations rules and regulations AML qualifications (ACAMS or equivalent)
• Strong organization and time management skills
• Ability to independently and effectively work with different stakeholders
• Good command of both written and spoken English. A second language will be an advantage
• Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills