Compliance Officer

Job Description

• Provide regulatory advisory on MAS’ requirements.
• Perform gap analysis on new/revised MAS’ requirements.
• Maintain and review policies/procedures managed by Compliance team.
• Review marketing materials from a regulatory perspective.
• Review policies/procedures submitted by other teams and Head Office.
• Design and perform compliance review.
• Review and provide advisory on RNF.
• Prepare periodic compliance reports to Head Office.
• Monitor and disseminate MAS’ update to management, relevant teams, and Head Office.
• Participate or support regulatory or business projects involving Compliance team.
• Ad hoc tasks as assigned by Team Head.

Job Requirement

• Minimum 5 years of relevant regulatory compliance experience within a Banking environment
• Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
• Well versed in Securities and Futures Act and Financial Advisers Act And Banking Act.