Internal Audit (Brokerage Firm)

about the company.

Representing a leading global financial services institution, this organization holds a strong presence across international markets and delivers comprehensive market solutions to a diverse institutional clientele. They are currently seeking a dedicated audit professional to support their regional corporate operations and drive continuous governance improvement.

about the job.

• Execute comprehensive end-to-end audit procedures encompassing risk assessments, fieldwork testing, and issue management to evaluate internal controls and business processes.
• Perform regional internal control testing to validate the operational effectiveness of compliance and financial reporting frameworks.
• Monitor emerging regional risk trends and track the implementation of audit recommendations to ensure strict alignment with regulatory standards.
• Partner with internal stakeholders and cross-functional teams to propose practical enhancements to governance and risk mitigation frameworks.
• Deliver clear, accurate, and actionable audit findings in strict adherence to established organizational methodologies.

skills and experience required.

• Possess a relevant degree in a finance or business discipline backed by proven internal or external audit experience.
• Demonstrate mandatory prior experience conducting audits within the brokerage, trading, or related financial services sector.
• Exhibit a strong understanding of regional regulatory compliance, risk assessment techniques, and internal control frameworks.
• Hold a recognized professional certification such as a CA or CIA qualification.
• Display excellent interpersonal and communication capabilities to effectively engage and collaborate with senior executives.

Please click on the 'apply' button to apply online. For more information, please reach out to Sophia Tan. (EA: 94C3609 / R1980830)