Investment Compliance AVP

A leading investment platform is looking to hire a senior Investment Compliance professional into a governance & controls function supporting Investment teams.

This is a highly visible role sitting at the intersection of Investment Compliance, Risk Governance and Investment teams, with strong exposure to regional stakeholders and strategic initiatives.

What you'll do:

• Investment guideline interpretation, rule governance & oversight
• Pre- and post-trade compliance monitoring
• Rule coding, testing & control standardisation
• Oversight of breaches, incidents & remediation tracking
• Driving process optimisation and system enhancement initiatives
• Partnering closely with Risk, Audit and investment teams regionally

Ideal background:

• 7+ years within Investment Compliance / Asset Management Operations
• Hands-on exposure to Aladdin, Charles River and investment compliance monitoring frameworks

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109164 | Valenzuela Alexandra Marie Tolentino