Risk & Compliance Specialist (Market Conduct) - Up to S$6k (1 year contract)

Job Description:

• Provide support for distribution, market conduct, and compliance risk oversight, including the assessment of emerging risks, control gaps, and regulatory implications.
• Support risk assessments, thematic reviews, and monitoring of representative activities.
• Review complaints, incidents, investigation outcomes, and conduct-related matters to assess root causes, control effectiveness, and required remediation actions.
• Support oversight of outsourcing and third-party arrangements, including monitoring of key obligations, issue escalation, and follow-up on agreed actions.
• Engage cross-functional stakeholders to drive compliance reviews, issue resolution, project deliverables, and timely closure of action items.
• Undertake other strategic or ad hoc risk and compliance assignments as directed by the Head of Risk and Compliance.

Requirements:

• Experience in risk, compliance, regulatory governance, or conduct oversight within a regulated financial institution.
• Sound understanding of financial advisory regulations, market conduct expectations, and governance requirements.
• Organised, detail-oriented, and capable of managing multiple priorities under tight timelines.
• Confident operating independently in a fast-paced and evolving regulatory environment.
• Experience in project delivery, cross-functional coordination, or governance reporting will be an advantage.

Kindly apply online or send your application to [email protected]

EA: 15C7572