Risk Management/Control Manager

#Responsibilities

• Responsible for assisting the company in establishing, implementing, and optimizing investment risk control processes, mainly covering stock investments and PE project investments.
  (负责协助公司建立、执行及优化投资风控流程，主要覆盖股票投资及 PE 项目投资)

• Monitor the risk status of the company’s investment portfolio, including market risk, concentration risk, liquidity risk, valuation risk, and operational risk.
  (监控公司投资组合的风险情况，包括市场风险、集中度风险、流动性风险、估值风险及操作风险)

• Track stock investment trading records, changes in holdings, stop-loss levels, target prices, risk exposure, and investment limits.
  (跟进股票投资的交易记录、持仓变化、止损位、目标价、风险敞口及投资限制)

• Assist the investment team in conducting risk analysis on listed companies, including company fundamentals, financial position, valuation level, industry risks, and market sentiment.
  (协助投资团队对上市公司股票进行风险分析，包括公司基本面、财务状况、估值水平、行业风险及市场情绪)

• Assist in basic due diligence for PE projects, including company background, business model, financial condition, industry outlook, management team, and potential risk factors.
  (协助 PE 项目的基础尽职调查，包括公司背景、商业模式、财务情况、行业前景、管理团队及潜在风险点)

• Prepare investment risk assessment reports, including stock investment analysis, PE project risk assessment, investment portfolio risk summaries, and risk alerts.
  (准备投资风险评估报告，包括股票投资分析、PE 项目风险评估、投资组合风险总结及风险提示)

• Monitor market news, macroeconomic developments, industry changes, policy risks, and company announcements, and promptly assess their impact on the company’s investment portfolio.
  (关注市场新闻、宏观经济、行业变化、政策风险及公司公告，及时评估对公司投资组合的影响)

• Report promptly to management when abnormal transactions, unusual share price movements, excessive risk exposure, changes in project risks, or other potential risks are identified.
  (发现异常交易、股价异常波动、风险敞口过高、项目风险变化或其他潜在风险时，及时向管理层汇报)

• Maintain and improve the company’s internal risk control system, including investment approval procedures, risk checklists, project review processes, and report templates.
  (维护和完善公司内部风控制度，包括投资审批流程、风险检查清单、项目审核流程及报告模板)

• Work closely with the investment team to ensure that investment decisions comply with the company’s risk control standards and internal approval requirements.
  (与投资团队配合，确保投资决策符合公司的风险控制标准及内部审批要求)

• Submit regular risk control reports to management, including investment portfolio performance, risk exposure, key risk events, and market observations.
  (定期向管理层提交风控报告，包括投资组合表现、风险敞口、重点风险事件及市场观察)

• Assist in handling compliance documents, investment files, internal records, and audit-related materials.
  (协助处理合规文件、投资档案、内部记录及审计相关资料)

• Provide risk mitigation recommendations for different investment projects, such as investment diversification, position adjustment, stop-loss setting, exit planning, and internal process optimization.
  (针对不同投资项目提出风险缓解建议，例如分散投资、调整仓位、设置止损、退出计划及优化内部流程)

• Complete other risk control, investment analysis, and operational support tasks assigned by management.
  (完成管理层安排的其他风控、投资分析及运营支持工作)

Relevant Work Experience

• Experience in risk management, risk control, securities investment, private equity, family office, or venture capital is preferred.
  (具备投资风险管理、风控、证券投资、私募股权、家族办公室或风险投资相关经验者优先。)

Skills & Competencies

• Strong analytical and quantitative skills
  (具备较强的分析能力和数量分析能力。)

• Knowledge of financial markets, instruments, and valuation methods
  (熟悉金融市场、金融工具及估值方法。)

• Good communication, presentation, and reporting abilities
  (具备良好的沟通、演示及报告撰写能力。)

• Detail-oriented and able to work independently or in a team
  (注重细节，能够独立工作，也能良好地进行团队协作。)

• Excellent ability to interpret financial data of listed companies and analyze industry development trends
  (具备出色的上市公司财务数据解读能力及行业发展趋势分析能力。)

• Capable of effectively assisting investment consultants in decision-making by leveraging professional knowledge and enthusiasm for securities and listing processes
  (能够凭借专业知识及对证券、上市流程的热忱，有效协助投资咨询顾问进行决策。)

Minimum Qualifications

Master’s degree, Bachelor’s degree in Accountancy, Finance, Economics, or a related field
(拥有硕士学位，或会计、金融、经济学及相关专业的本科学位。)

Those with professional qualifications such as CFA, MBA, CPA, CMA are preferred
(持有 CFA、MBA、CPA、CMA 等专业资格者优先考虑。)

Fluency in Chinese and English, including strong written, reading, and spoken communication skills, is required for this role.
(该岗位要求精通中英文，具备优秀的听、说、读、写能力。)