Securities Portfolio Operations (Bank) #ESY

Securities Transfers
• Ensure all required approvals are obtained and instructions provided by the Business comply with clients’ signing mandates and internal procedures
• Maintain close coordination and communication with Front Office, internal stakeholders, custodians, and counterparties
• Manage daily securities transfer requests efficiently from initiation through to completion
• Process securities transfer requests accurately and within agreed timelines
• Monitor, manage, and resolve failed transfers effectively
• Ensure adherence to established procedures, control guidelines, market regulations, and compliance requirements
• Deliver efficient and seamless support to the Front Office
• Escalate any procedural deviations in a timely manner

Control
• Manage and reconcile stock and cash breaks effectively
• Perform end-of-day control checks
• Conduct Risk & Control Self-Assessment (RCSA) checks
• Ensure all exception handling is managed in accordance with the established framework

Query Management
• Ensure all Business queries are addressed within the expected turnaround time or escalated appropriately

Change Management
• Identify control gaps and collaborate with the team to enhance process efficiency and implement improvements
• Participate in projects and initiatives as required

Interested candidates, please email your resume to [email protected]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted