Urgent !!! Compliance Manager (MAS, SGX, IPO)

Highlights:

• Permanent job opportunity
• 5 days work week, normal office working hour
• Great remuneration & benefits
• Great career progression
• Location: CBD

Responsibilities:

Key Responsibilities

Compliance & Regulatory

• Oversee the firm's compliance function and ensure adherence to MAS, SGX, CSRC, and other regulatory requirements.
• Develop, review, and update compliance policies, procedures, and internal controls.
• Manage regulatory reporting, regulatory filings, audits, and engagements with MAS, SGX, and external auditors.
• Monitor regulatory developments and implement necessary compliance changes.
• Conduct compliance training, maintain compliance registers, and oversee data protection and outsourcing governance.

Business Support

• Review client onboarding, AML/CFT screening, and suspicious transaction reporting.
• Review legal agreements and corporate finance submissions (IPO, RTO, placements, underwriting).
• Conduct internal compliance reviews and advise management on regulatory risks and best practices.
• Support cross-functional projects and provide compliance guidance to business units.

Corporate Secretarial

• Coordinate Board meetings, prepare resolutions and meeting documentation.
• Maintain corporate governance documents, Delegation of Authority (DOA), and Terms of Reference (TOR).
• Manage corporate insurance renewals and support corporate secretarial and governance matters as required.

Requirements:

• Degree / Diploma in Law, Finance, Accountancy, Business, or equivalent  
• Minimum 3–5 years of relevant experience in the investment banking or capital market industry 
• Prior exposure to corporate finance transactions (e.g. IPOs, RTOs, M&A) or Catalist sponsorship work is strongly preferred 
• Experience in compliance, audit, legal, or a front-office corporate finance role with compliance involvement will be considered 
• Familiarity with SGX listing rules, MAS licensing requirements, and capital markets regulations is highly advantageous  
• Able to work autonomously with sound judgment and minimal supervision 
• Strong understanding of or keen interest in corporate finance deal flows, sponsor obligations, and regulatory framework governing MAS licensed entities in Singapore 
• High level of integrity, with the confidence to voice opinions and escalate issues appropriately 
• Strong interpersonal and communication skills; ability to engage senior stakeholders and cross-functional teams 
• Team player and keen to assume additional responsibilities and participate in new initiatives 

HOW TO APPLY:

Interested applicants, kindly send your resume in MS WORD format to [email protected] or please click on “Apply Now” and provide the below details in your resume.

• Last drawn salary
• Expected salary
• Notice period
• Reason for leaving

We regret only shortlisted candidates will be notified.

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