bank Direct Contract- Specialist Business Compliance, Group Legal, Compliance & Secretaria

Company : Dbs Bank Limited

Job Type : Full Time

Singapore

Number of Applicants

000+

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Job Description - bank Direct Contract- Specialist Business Compliance, Group Legal, Compliance & Secretaria

Responsibilities:

Perform trade surveillance monitoring for Global Financial Marks (GFM) using the automated trade surveillance system and internal reports to ensure compliance with SGX, MAS and other requirements in relation to Market Abuse/Market Conduct.
Perform communications surveillance monitoring for GFM using the automated communication system (ECruise), including voice monitoring, sampling review etc.
Review and management of exceptions and prepare reports to management.
Investigate and close out monitoring alerts thoroughly in a timely manner, and ensure that significant issues identified are fully investigated and promptly escalated (eg UAE/STR) where necessary.
Ensure that monitoring procedures and parameters are updated to facilitate change in business and market conditions.
Liaise and work closely with Middle Office Technology team and external vendors to enhance existing processes and develop new automated systems and/or monitoring tools.
Participate in implementation activities, including user acceptance testing and business integration.

Requirements

Degree in accountancy, finance and any related field.
6 to 8 years experience in audit/compliance related work. Trade and/or communication surveillance experience preferred.
Working knowledge of relevant rules and regulations, particularly in relation to market conduct/market abuse preferred.
Compliance best practices and understanding of capital market products and systems preferred.
Good analytical and problem-solving skills.
Good communication and presentation skills.

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bank Direct Contract- Specialist Business Compliance, Group Legal, Compliance & Secretaria

Job Description - bank Direct Contract- Specialist Business Compliance, Group Legal, Compliance & Secretaria

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