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Compliance Analyst, Global Asset Management

Job Description - Compliance Analyst, Global Asset Management

A top tier asset management is looking for a Compliance Analyst to join their APAC Regional Compliance Team. This role is based in Singapore with a primary focus on Singapore regulatory matters but may also assist the team in other regions across APAC.

Responsibilities:

  1. Key point of contact for regulatory queries internally and externally from MAS
  2. Review and enhance the compliance framework of business activities and initiatives in the region
  3. Day-to-day support to compliance matters including Code of Ethics, breaches resolution, due diligence requests, RFPs, marketing materials and compliance training

Requirements:

  1. 3-5 years of relevant regulatory compliance or compliance advisory experience, preferably in the asset management industry
  2. Knowledge of regulations in Singapore
  3. Good command of spoken and written Chinese and English
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About the Company

Aquis Search

Responsibilities: Oversight to service provider trade exceptions as notified by the service provider front office, brokers or custodians Provide support in trade matching, confirmation and settlements across equities, fixed income, FX and futures across the APAC markets Monitor and investigate trade...

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