Compliance Associate

Your new company

This is a CMS licensed firm operating across fund management and external asset management (EAM) businesses. The organisation manages investment solutions for sophisticated clients and operates within a highly regulated environment that places strong emphasis on governance, integrity, and risk discipline. With a lean structure and a commitment to best-practice compliance standards, the firm offers an opportunity for a senior compliance professional to play a truly influential role within the organisation.

Your new role

As part of the core Compliance team, you will be responsible for owning and operating the full compliance and risk framework for the business whilst supporting the Head. This is a highly autonomous, sole-contributor role where you will oversee regulatory compliance under the Securities and Futures Act (SFA) and Financial Advisers Act (FAA), trade and investment compliance, and advisory and EAM compliance matters. You will be supporting and managing regulatory submissions, inspections, and ongoing engagement, while ensuring policies, manuals, and internal controls remain aligned with evolving regulatory expectations. You will work closely with senior management, portfolio managers, and client-facing teams to provide practical compliance guidance, perform trade and portfolio monitoring, manage conflicts of interest, and embed a strong culture of compliance across the organisation. This position is ideal for someone who is detail oriented and thrives in getting themselves involved in the business while operating at a fast pace.

What you'll need to succeed

To succeed in this role you will have:

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  3-5 years of relevant regulatory compliance experience within a CMS licensed firm
  
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  Strong working knowledge of Singapore regulations, including SFA, FAA, MAS Notices and Guidelines
  
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  Experience with trade and investment compliance, including pre- and post-trade monitoring would be an added advantage
  
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  High level of integrity, attention to detail, and ability to operate independently
  

What you'll get in return

In return for your dedication and hard work, you'll be rewarded with:

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  High ownership role with end-to-end responsibility for compliance
  
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  Competitive remuneration aligned with experience and market practice
  
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  Direct exposure to senior management
  
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  Opportunity to shape and strengthen the compliance framework of a growing fund management business
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you but you are looking for a new Governance position, please contact Jet Wong at +65 6027 2245 or email [email protected] for a confidential discussion on your career.

EA Registration No. R24124357

Company Registration No. 200609504D

EA License No. 07C3924