Compliance Delivery Lead (Director)

Overview of Division/Department

Join our dynamic corporate banking technology team as a Compliance Delivery Lead, specializing in Compliance and Regulatory Technology. This role invites individuals with a unique blend of technological proficiency and deep expertise in regulatory and compliance processes. As a key player, you will contribute to the design implementation, and enhancement of Compliance, AML, Sanctions screening solutions, bridging the gap between business requirements and cutting-edge technology. If you are passionate about driving innovation in financial services and possess a strong blend of technical and functional skills, we invite you to contribute to our innovative Technology initiatives.

About Us
MIZUHO BANK IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP, WHICH IS HEADQUARTERED IN TOKYO, JAPAN. MIZUHO FINANCIAL GROUP, INC. IS THE 15TH LARGEST BANK IN THE WORLD, AS MEASURED BY TOTAL ASSETS OF APPROXIMATELY US 2 TRILLION. MIZUHO'S 55,000 EMPLOYEES WORLDWIDE OFFER COMPREHENSIVE FINANCIAL SERVICES TO CLIENTS IN OVER 800 OFFICES THROUGHOUT THE AMERICAS, EMEA, AND ASIA.

MIZUHO BANK SINGAPORE BRANCH HAS AN ESTABLISHED LOCAL PRESENCE WITH OVER 50 YEARS OF HISTORY AND SERVES AS THE REGIONAL HUB FOR THE BANK'S APAC OPERATIONS.

OPERATING WITH A FULL BANK LICENSE, MIZUHO BANK SINGAPORE BRANCH PROVIDES BANKING SERVICES TO OVER 2,000 JAPANESE AND NON JAPANESE CORPORATE CLIENTS, WITH A STAFF STRENGTH OF ABOUT 1,000 EMPLOYEES. WE PROVIDE EXPERTISE IN CORPORATE FINANCE, TRADE FINANCE, CASH MANAGEMENT, FUNDS TRANSFERS, PROJECT FINANCE, AND TREASURY SERVICES TO HELP BUSINESSES DEVELOP AND FIND NEW OPPORTUNITIES. WE ALSO COLLABORATE WITH OUR AFFILIATE COMPANY, MIZUHO SECURITIES, TO PROVIDE INVESTMENT BANKING SOLUTIONS TO OUR CLIENTS.


Job Responsibilities
Key Responsibilities

• Analyze, design and implement technological solutions for regulatory and compliance processes in alignment with business requirements as regional initiatives across multiple countries.
• Serve as a Subject Matter Expert (SME) in both technology and functional aspects related to regulatory and compliance operations, AML, Sanctions screening and pre/post transactions screening technologies.
• Collaborate with cross-functional teams to identify and implement system enhancements, fostering a compliant and technologically advanced banking environment.
• Evaluate and optimize technology compliance workflows, proposing and implementing process improvements, standardization for efficiency and risk mitigation.
• Provide technical guidance to internal teams and external vendors, fostering a culture of innovation and continuous improvement.
• Conduct regular training session for end-users on technology compliance tools and processes, promoting a culture of awareness and adherence.
• Stay abreast of industry trends, regulatory changes, and emerging technologies impacting technology compliance and provide strategic insights to management.
• Act as a liaison between business stakeholders and IT tams, facilitating clear communication and understanding of requirements on both sides.
• Perform system testing, troubleshooting and provide post-implementation support for technology compliance solutions.
• Collaborate with cybersecurity teams to ensure the implementation of robust security measures for technology compliance systems.

Job Requirements
Key Competencies, Experiences, and Qualifications:

• Degree in a IT, or related discipline
• Experience in AML domain, especially around Fircosoft suite of products
• Proven experience with 10-15 years in a techno-functional role within the banking or financial services industry, with a focus on regulatory and compliance technology
• Strong understanding of regulatory requirements, compliance frameworks and technology governance
• Proficiency in relevant technologies, compliances software and regulatory reporting systems
• Excellent analytical and problem solving skills, with the ability to translate regulatory and compliance requirements into technical solutions
• Effective communication skills to convey complex technical and compliance concepts to diverse stakeholders
• Familiarity with regulatory compliance and risk management practices in the banking sector
• Project management experience, including the ability to lead and execute initiatives from conception to completion
• Strong teamwork and collaboration skills, with the ability to work in a fast-paced and dynamic environment